To raise the level of knowledge of the qualifying exams of the Capital Market Authority, which is a requirement of the persons to be registered with it to practice the functions stipulated in Chapter Four of the Capital Market Institutions Regulations. Discussion Areas: A number of topics related to the brokerage industry such as the financial services sector, asset classes, primary and secondary markets as well as topics related to clearing and settlement.
Objectives of the event: An online webinar to discuss “Saudi Capital Market Rules and Regulations (Brokers) - (CME-3B)” to those who wish to work in the capital markets.
Several topics related to the brokerage function, such as the Market Conduct Regulations, which cover legislations
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