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This training program aims to prepare participants with the knowledge and skills necessary to pass the mandatory exam for Saudi Capital Market Rules and Regulations- (General Chapter)- (CME-1B), This exam This exam is mandatory by the Capital Market Authority that is provided in cooperation with the Chartered Institute for Securities & Investment (CISI) to those who wish to work in the capital markets. This training program gives an overview of the Saudi capital market. In addition, it covers the most prominent topics related to the CMA regulations, such as the Securities Business Regulations, the Capital Market Institutions Regulations, in addition to the Anti-Money Laundering and Counter-terrorist Financing rules, prohibitions and systems and controls.
Capital Market
Trading and Investment
Not Exist
Lecture
Case Studies
Pre Assessment
Post Assessment
Portfolio/Fund Analysts
Customer Care Specialists...
Dealers-Brokers
Risk Management Specialis...
+3Portfolio/Fund Analysts
Customer Care Specialists and Assistants
Dealers-Brokers
Risk Management Specialists
Clearing and Settlement Specialists
Administrators working in Custody
Compliance and Anti-Money Laundering Administrators
This provides you with the opportunity to select the available times that suit you best for participation in our program. These times represent slots during which we are ready to welcome you and provide assistance and guidance.
In Class Training-Online Training
In Class Training-Online Training
In Class Training-Online Training
In Class Training-Online Training
In Class Training-Online Training
In Class Training-Online Training
In Class Training-Online Training
In Class Training-Online Training
Acquisition of knowledge and skills to pass the mandatory exam for Saudi Capital Market Rules and Regulations- (General Chapter)- (CME-1B).
Understand the capital market, the scope and role of CMA's Powers.
Recognize securities activities, the rules governing such activities, and the conditions under which securities activities may be exempted from licensing.
Learn about the licensing requirements for practicing any securities-related activity.
Review controls, regulations, and instructions related to anti-money laundering, counter-terrorism financing, and financial crimes.
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